Jr. Compliance/Risk/Audit Analyst

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  • Published:

    17 days ago

  • Duration:

    19-24 months

  • Expiration date:


  • Start date:


Job Summary:

Signature Consultants is seeking a Jr. Compliance/Risk/Audit Analyst for an opportunity with a client located in Charlotte, NC. Our client is looking for the ideal candidates to work on an assignment for 19- 24 months.


  • Responsible for establishing and maintaining a consolidated testing and validation program
  • Execute independent risk-based testing and validation (T&V) activities to evaluate the adequacy and effectiveness of front line risk controls and other risk management activities in accordance with the IT&V policy and established processes and procedures


  • IT Audit or Controls TESTING experience (1+ year)
  • Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA).
  • Previous experience at a bank, Financial Services company, a Big 4 consulting firm, or insurance company
  • 2+ years of experience in risk (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management demonstrated through work or military)
  • 1+ year in the foregoing or financial services industry and a BS/BA degree or higher in business or a related field Audit/testing experience in Financial Services
  • Regulator environments that included the evaluation of the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls and/or with regulatory compliance testing experience
  • Identifying issues resulting from internal and/or external compliance examinations


  • Strong critical thinking skills with ability to credibly challenge status quo
  • Skilled at preparing clear and concise reporting/presentations to be shared with IT&V Leadership that clearly articulates the results/conclusions of testing or validation activities
  • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
  • Strong relationship management skills; ability to negotiate difficult positions without harming relationships
  • Effective written and verbal communication skills with various levels of leadership
  • Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint)

Desired Certifications:

  • Certified Anti-Money Laundering Specialist (CAMS)
  • Certified Financial Crimes Specialist (CFCS)
  • Certified Information Systems Auditor (CISA)
  • Certified Internal Auditor (CIA)
  • Certified Public Accountant (CPA)
  • Certified Regulatory Compliance Manager (CRCM)
  • Certified Risk and Compliance Management Professional (CRCMP)
  • Certified Risk Professional Program (CRP)

About Signature Consultants, LLC

Headquartered in Fort Lauderdale, Florida, Signature Consultants was established in 1997 with a singular focus: to provide clients and consultants with superior staffing solutions. For the ninth consecutive year, Signature was voted as one of the "Best Staffing Firms to Work For" and is now the 14th largest IT staffing firm in the United States (source: Staffing Industry Analysts). With 28 locations throughout North America, Signature annually deploys thousands of consultants to support, run, and manage their clients' technology needs. Signature offers IT staffing, consulting, managed solutions, and direct placement services. For more information on the company, please visit www.sigconsult.com. Signature Consultants is the parent company to Hunter Hollis and Madison Gunn.

EEO Employer

Signature Consultants is an equal opportunity employer. We do not discriminate or allow discrimination on the basis of race, color, religion, creed, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), age, sexual orientation, gender identity, national origin, ancestry, citizenship, genetic information, registered domestic partner status, marital status, disability, status as a crime victim, protected veteran status, political affiliation, union membership, or any other characteristic protected by law. Signature will consider qualified applicants with criminal histories in a manner consistent with the requirements of applicable law. If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation in using our website for a search or application, please contact our Employee Services Department at or 888.838.1020.